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Canadian Investment Regulatory Organization
Canadian Investment Regulatory Organization (CIRO) is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. It carries on the regulatory functions of the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada. Canada Life Securities Ltd. is a dealer member of CIRO..
CIRO resources
CIRO provides education and resources to help you manage your money.
CIRO Advisor report
CIRO allows you to search advisors at CIRO-regulated firms to learn more about their background, qualifications, and disciplinary information.
Account agreements and disclosures
Canada Life Securities Ltd. provides this document so that you have a record of the agreements between us and the disclosures that we have made to you. Your advisor can help you understand what this document means.