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Investment Industry Regulatory Organization of Canada (IIROC)
The Investment Industry Regulatory Organization of Canada (IIROC) is a national self-regulatory body. It oversees all investment dealers and trading activity on debt and equity marketplaces in Canada. Canada Life Securities Ltd. is a dealer member of IIROC.
IIROC brochures
IIROC provides education and resources to help you manage your money.
IIROC AdvisorReport
IIROC allows you to search advisors at IIROC-regulated firms to learn more about their background, qualifications, and disciplinary information.
Search the databaseOpens a new website in a new windowAccount agreements and disclosures
Canada Life Securities Ltd. provides this document so that you have a record of the agreements between us and the disclosures that we have made to you. Your advisor can help you understand what this document means.